ETHNIC RESEARCH
ETHNIC RESEARCH The psychological study of ethnic behavior draws from many disciplines. The psychologist involved in ethnic research obtains information and data from such fields as ethnology, sociology, anthropology, social psychology, medicine, and social work. In their guidelines for research applicants, the federal govern- ment and research sponsors increasingly ask for more interdisciplinary collaboration. These guidelines fit well into the study of ethnic behavior, because impor- tant data outside the traditional realm of psychologi- cal research can be relevant. Ethnic research can be found under many terms; for example, interdisciplinary, cross-cultural, minori- ties, racial, ethnic, multicultural, and indigenous pop- ulations. Those involved in these studies make distinctions among these terms. But for most people, some of these terms are frequently used in a synony- mous manner. Ethnic research can also be found under groupings such as Arabs, Asians, African Americans, Gypsies, Hispanics, Native Americans, European-Americans, and tribes. The researcher looking for ethnic studies done prior to the 1960s will need to be aware that terms Ethnic Research———197have changed for ethnic groups. For example, the contemporary term African Americans was preceded by different terms to designate this group; Indians are now often referred to as Native Americans; Oriental is no longer acceptable; instead, Asian and more specific terms such as Chinese and Japanese are preferred. As with the term minority, the term ethnic is difficult to define and there is controversy as to how to define it. Most definitions of ethnic refer to groupings of people classified according to common racial, national, tribal, religious, linguistic, or cultural background. By this definition, everyone belongs to an ethnic group. However, it is common practice for those who control a society to refer to those not in their group as ethnic. In the United States, the term ethnic group usually desig- nates those who are not of European ancestry. In the research literature, those who are not of European ancestry are often contrasted with Caucasians and European Americans. These latter terms are also prob- lematic because they engender many of the same problems as those encountered for designating ethnic groups. No matter which terms are used, there are issues as to whether the terms are accurate, and there are issues of how to measure and determine which people to include and exclude in the group. Ethnic research draws from, and is applicable to, an enormous range of human activities. Wherever humans are studied, it is highly likely that there are people of different ethnic backgrounds. The studies of ethnic groups can apply to political science, interna- tional studies, marketing, education, the military, and many other areas of endeavor. Just as there are many reasons for conducting research on ethnic group members, there are also many groups that engage in these activities. Many countries have governmental agencies and depart- ments that study ethnic behavior, and these can serve many functions. Governmental agencies can engen- der the perception in the ethnic community that the government is interested in them and cares for them. Information that is gathered can provide a possible avenue for ethnic community members to express themselves. The data that are obtained can serve as a rationale for the government to channel resources. The data can also be used to obtain information on how to exploit and control a particular ethnic group. Just as with governmental groups, nongovernmental groups can serve varied functions. Universities, chari- ties, commercial enterprises, and political, social, and religious groups often have their own agendas when they conduct research on ethnic groups. Their functions can be benign or detrimental; often they are both. Ethnic research can increase the understanding of the dimensions and robustness of human behavior. When approaches, techniques, tests, theories, and hypotheses are applied to different cultural groups, it is possible to obtain information on the strengths, weak- nesses, and cultural biases involved. For example, studies in one culture can find that suicidal behavior is inversely correlated with socioeconomic status, and a generalization can then be made that this relationship is part of the human condition. If researchers do not find a similar correlation in another culture, their hypothesis would need to be examined under a different rubric— that is, suicide and socioeconomic status are not neces- sarily correlated for all peoples, and there can be different factors involved in different cultures. Most of the theorists in psychology assert that what they espouse is universal. However, very few of them actually test their approaches and techniques under cross-cultural conditions, and when they do, their analyses and con- clusions are usually biased. Submitting our ideas and instruments to the crucible of cross-cultural examination can increase our understanding of human behavior. Ethnic studies can help delineate universal and culture-specific behaviors. If a behavior is observed across cultures, then there is a greater likelihood that the behavior is universal. If a behavior is observed in only one culture, then cultural factors can be more cogent in the expression of that behavior. Being able to distinguish between the two can help determine more effective approaches and treatments. For example, schizophrenia is observed in all cultures, providing evidence that it is a universal condition. Therefore, treatment approaches used in one culture might be applicable across a wider range of cultures. In contrast, ataque de nervios is a condition more prominent in Latinos from the Caribbean who have experienced stress. Many of those with this condition are women over 45 years old from a lower socioeconomic back- ground. In this case, there is likelihood that effective treatment would entail the consideration of cultural, social, and economic factors. This is not to say that culture-specific treatments are not also applicable in the treatment of schizophrenia. But one can say that cultural factors can be more involved in disorders such as ataque de nervios than in schizophrenia. Psychologists involved in ethnic research can help delineate which behaviors are more universal and which are more culture-specific. Such information can 198———Ethnic Researchhelp teachers, salespersons, psychologists, military recruiters, and those who work with various ethnic group members obtain greater understanding of their particular culture and how to interact with them. Ethnic research in psychology is not an endeavor that is relevant only to the group being investigated. Studies of people in one culture can help people in dif- ferent cultures. Just as areas such as those in medicine have found that drugs (e.g., herbs) and approaches (e.g., acupuncture) from other cultures can benefit us, so, too, can ethnic studies enhance our understanding and options. For example, one culture can believe that the avoidance of eye contact is a sign of deviousness. Another culture can view the avoidance of eye contact as a sign of respect. Such awareness can lessen the like- lihood of the person in the first culture from assuming that when someone in their own, or another, culture avoids eye contact that the person is devious, dishonest, or engaging in subterfuge. Such knowledge can aggran- dize perspectives and ameliorate the negative connota- tion associated with some behaviors. Another example is from studies of eating disorders: as minorities become more acculturated into European American, middle-class values, their rates of bulimia and anorexia increase. Perhaps studies of ethnic groups that have lower incidences of eating disorders can provide val- ues, perceptions, and attitudes that are healthier than those of the European American middle class that induce eating disorders. We can benefit from learning about the behaviors of other cultures. Their behaviors can expand our repertoire of ways to cope with our environment and enable us to look at behaviors from a less limiting ethnocentric perspective. Ethnic research can have important consequences. It has been used in many different ways. For exam- ple, research into IQ scores has resulted in contro- versial interpretations of ethnic differences in intelligence among groups. Research into the utiliza- tion of services has resulted in determining where and how to provide services. Census surveys have resulted in determining which groups obtain resources. Marketing research has provided informa- tion on how to persuade ethnic members to buy prod- ucts and how to obtain their votes. Developmental, neurological, linguistic, and educational research have helped schools determine whether they should provide bicultural education. The integration of African Americans and European Americans was facilitated by psychological studies (e.g., psycholog- ical research that indicated that attitudes can follow behavior, so that if European Americans were forced to integrate public swimming pools, their initial resistance would change—which is what happened). These and a host of other research studies in many fields have influenced politicians, the public, and society in general. When one investigates, understands, and contends with the issues involved in ethnic research, the result is to obtain a good grasp of many of the key issues involved in psychological research and methodology. Among the usual problems that confront the ethnic researcher are the following: 1. How to define ethnicity. This is a multifaceted variable. For example, an individual’s self-identification can change over time, or people in the person’s environ- ment can change their definition of the person’s ethnic identity, or the various governmental agencies and the states can differ or change their definitions. 2. How to choose a representative sample. Sampling problems have been a recurrent feature in ethnic research. Samples in ethnic research are often small and drawn from local participants. This makes generalizations difficult. A sample from a Native American tribe in the Southwest of the United States raises the issue of which Native American groups the sample can be generalized to. To validly gauge Latino behaviors and perceptions, a sample would need to consider the enormous variations within the Latino community (e.g., there are Latinos from Argentina, Mexico, and Puerto Rico). 3. How to classify those of multiple ethnicities. There are an increasing number of people with more than one ethnicity. The question often arises as to how to categorize them. Should they be in a separate mul- tiethnic category? Or should they be relegated to an ethnic group—and if so, which ethnic group should they be placed in? 4. How to obtain accurate data.When a researcher obtains information from individuals and institutions, political, economic, and social factors often influence the provision of ethnic data. For example, an institu- tion can inflate its figures because funding is contin- gent on having a higher number of ethnic members, or the institution can inflate its figures out of concern that that they would be perceived as inhospitable to certain groups. There are many reasons why inaccu- rate information might be provided. Ethnic Research———199Because ethnicity is greatly influenced by political and social factors, it is difficult to develop a scientific definition and measure of it. For the most part, the American psychologist involved in ethnic research uses the terms and definitions of the lay culture— which change frequently, making any objective, rela- tively stable definition and measurement of ethnicity controversial and difficult. Ethnic research is a broad term. Typing the term in a search engine resulted in 57,400,000 hits; ethnic psychology research resulted in 6,980,000 hits. To determine the areas the term ethnic research covered in psychology, a library search was conducted. The search covered 1,300 periodicals, books, book chapters, and dissertations, from 1887 to the present. Unlike anthropology’s Human Relations Area Files (HRAF) at Yale, which stem from an attempt to create a central point for gathering and facilitating world- wide comparative studies of human behavior, society, and culture, there has been no comprehensive under- taking in the United States to centralize and catalog ethnic research in psychology. However, there have been periodical reviews of material published in selected areas of psychology. Reviews of professional periodicals indicate that there has been an increase in ethnic minority articles. An analysis of the articles published in the Journal of Counseling Psychology indicated a 6% increase in ethnic minority articles between 1976 and 1986. A follow-up study found a 12% increase from 1988 to 1997. Reviews of the con- tents of the Journal of Multicultural Counseling and Development between 1985 and 1999 indicated that 21% of the articles dealt with multicultural compe- tence/counseling; 14% with psychosocial adjust- ment/development; 10% with multicultural training/ curriculum; and 9% with worldview; 8% were on women and 6% were on men. African Americans were written about the most. The elderly were written on the least (1%). About 3% of the articles were on reli- gion, disability, sexual orientation, and forms of diver- sity; about 48% were expository or descriptive, 47% were quantitative, and 3% were original qualitative research; 4% were on identity development; 2% were on acculturation; and 2% were on racism, discrimina- tion, and prejudice. Within each of the major ethnic groups, there was underrepresentation of articles deal- ing with such areas as career development, academic achievement, indigenous models of healing/alternative treatment, assessment, systemic influences, profes- sional issues, religion, sexual orientation, disabilities, the middle-aged, and the elderly. However, despite the increase in ethnic research, reviews of the literature indicated that there has been, and continues to be, an underrepresentation of ethnic views in the editing, reviews, selection, analysis, and publication of psy- chological literature. There is an abundance of material on ethnic research that is conducted from a psychological per- spective or that is relevant to ethnic psychology. There are journals that focus primarily on ethnic psychology research. There are handbooks, encyclopedias, Web sites, and books. These, along with many federal agencies, often provide guidelines on how to conduct ethnic research. The content and guidelines that they provide are often the same—this article summarizes much of what has been published. The general quality of ethnic research is highly vari- able. There are many reasons for this. Part of the vari- ability is because of the quality of the research, and part of it is because of the perceptions of ethnic research. The variability of the quality of the research can be the result of many factors, including the confounding fac- tors entailed in ethnic research, poor scholarship, and the lack of support for such studies. Variability owing to perceptions can be attributed to the influence of per- sonal values, biases, and misunderstanding. Although the consequences can be highly significant, the results of many studies, even if statistical terms and techniques are used, are basically anecdotal, in large part because of the approaches, statistics, and instruments that are used and because the research is often conducted in an ad hominem manner. Variability can also result from the manner in which the data are presented—poor studies that have surface validity and that are under- stood are more likely be read and valued, whereas good studies that are complicated and pedantic are not as likely to be read and are valued only by a cabal of the few. The latter phenomenon is not unique to the study of ethnic psychology; it is a common feature of much of psychological and scientific literature. Ethnic studies are often undervalued. This percep- tion can be influenced by thosewho viewethnic studies as of secondary or tertiary relevance compared with studies of the general U.S. population. The research is often valued less because it is viewed as partisan activ- ity; that is, the research is the expression of the researcher’s biased perspective, or the research is viewed as relevant only to the group being investigated. A significant reason why measuring ethnicity can be a problem is that it is defined as a construct. In the 200———Ethnic Researcharea of assessment, it is usually easier to measure physical, overt phenomena than to measure social and cultural constructs. In studies using more obtrusive constructs, such as achievement and abilities, the reli- ability coefficient is about .90. The reliability coeffi- cient for constructs such as personality, interests, and values, by contrast, is around .80. Ethnicity is in the latter category; therefore, lower reliability and validity can be expected in studies using it as a variable. Even using overt, physical criteria can produce spurious results. For example, if skin color were to be used, the results would be questionable because biological vari- ations in skin color are in clines, which have charac- teristics that overlap between populations. Perhaps one of the most salient features of ethnic research is that nothing can be taken for granted. The givens—the accepted methods, measures, approaches, concepts, and analyses—are questioned in ethnic research. The problems of doing psychological research in general are accentuated in ethnic research. The following are some examples of these problems: 1. The conceptual problems that start and guide the researcher can be problematic. The researcher is limited by the beliefs, mores, definitions, behaviors, perceptions, and paradigms of the larger, general U.S. population. There is often the assumption of the universality of these factors—in effect, that what is apropos for mainstream America is apropos for ethnic groups. This assumption has often been wrong. 2. There are often greater problems in getting ethnic group members to participate in research. There are a number of possible reasons for this problem with participation. The ethnic group member often does not value the research that is being conducted. The ethnic member can view the data to be collected as possibly harmful; for example, data on the number of illegal immigrants in an ethnic community could be used to bring in immigration officials. It is usually easier to sample European Americans. They are the largest group in the United States. They often feel less threatened by research—perhaps because they dominate the country and can control the misuse of the research—and they can have greater recourse if the research is used in a detrimental manner. Furthermore, perception of the possible exploitive nature of the research is lower in the dominant group, whereas ethnic communities often feel the research will promote gains for the researcher and the com- munity will not garner any benefits. 3. The ethnic sample is often smaller compared with samples from the general U.S. population. This dis- parity can have enormous ramifications. For instance, a large sample will be more generalizable. The smaller sample decreases the credibility of the study. If a strat- ified sampling technique is used, the effects of the larger sample from the general U.S. population will statistically mitigate the effects of the ethnic group. 4. Another strident problem is that of equivalence—the constructs, terms, and test format can have different effects on different groups. For example, there can be differences in the perceived magnitude of a behavior. That is, if a person in one ethnic group responds that he or she is a 1 on a scale of depression, is that 1 equivalent to the response of a person in another eth- nic group? In ethnic research, the problems of equiv- alence raise many issues—including issues of reliability and validly. 5. If the measurement depends on the observer to accu- rately measure the behavior, then there can be a prob- lem of observer bias. This problem is illustrated in a study of European American and Chinese American therapists’ perceptions of Chinese patients. The European American therapists were more likely to evaluate the Chinese patients as more depressed, more inhibited, less socially poised, and having greater social skills deficits. The Chinese American therapists rated the same clients as alert, ambitious, adaptable, honest, and friendly. There have also been studies that found that members of ethnic groups sometimes present themselves differently to thera- pists of different ethnicity. Ethnic research provides an excellent training opportunity to learn the problems of conducting, evalu- ating, interpreting, and statistically analyzing research. It provides good training in questioning basic assump- tions and evaluating all aspects of research
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